Description
Just as a skilled surfer anticipates the perfect wave, an investment adviser firm’s seasoned executives and compliance professionals must prepare for the impending regulatory swell. In 2024, investment advisers registered with the U.S. Securities and Exchange Commission (“SEC”) may find themselves facing a potentially significant wave of new rules and regulatory changes. To help you nail this regulatory wave and avoid washing out, we proudly present our course: “Riding the Regulatory Wave: Navigating the Potential 2024 Surge for SEC Registered Investment Advisers.” This course provides one credit in the Products & Practices category.
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